Broker Check

Our Services

Personalized face-to-face customer service

  • Help you select and design a retirement plan for you or your business…such as IRA, Roth IRA, 401(k), Simple IRA, Keogh, Defined Benefit.
  • Research and offer advice in selection of investments for your retirement plan…always keeping your tolerance for risk as part of the selection process. 
  • Monitor the investments in your plan and use Annual Reviews as a “tool” to make suggestions to any changes that may need to be made in order to achieve your financial goals.
  • Review all your assets with an eye toward tax efficiency…suggesting possible changes that will reduce your current and future tax bill.
  • Review your current life insurance portfolio and do a current risk assessment; then offer suggestions on how to improvement your current coverage.
  • Help in the selection and design of a college-education funding program for your children or grandchildren…529 & UGMA.
  • Social Security education and planning…when and how to begin.
  • Estate & Wealth transfer planning…working with your Attorney.
  • Position your assets to take full advantage of tax law provisions… working with your CPA.
  • Help in designing a “Business Exit Strategy” to maximize profits.
  • Make specific recommendations to help you meet your goals and suggest creative alternatives that you may not have considered.
  • A wise sounding board for ideas you are considering.

Our Service Promise:

  • Return phone calls promptly…by close of business day.
  • Quarterly customer contact…to follow-up on any service needs.
  • Annual or Semi-Annual reviews…progress reports.
  • Quick turnaround for request of paperwork, statements, reports.